Series 9 Exam

License Training Course

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Series 9 Licensing Course

Includes: On Demand Class - Exam Study Course Manual - Test Bank of Questions - Class Notes, and more!

License Exam Study Text - This complete and updates course book is the base of your series 9 exam prep. The text addresses key terms and significant topics, broken down into easily digestible units. Units contain multiple graphics, exercises, quizzes, and discussion questions to help you learn faster and remember important information as you prepare for your series exam. The text also includes:

  • Practice exam

  • Glossary of common terms

  • Appendix with commonly used charts

FULL SERIES 9 COURSE ONLY

OR

SERIES 9 AND 10 COMBINATION COURSE


OnDemand Online Class - This is an updated class with our teacher that is a perfect substitute for attending a live class. This class option allows you to train with our Series 9 class content at certain times while you study for your test. It also allows for review as many times as you need.

Class Notes - Prepare for your exam with these spiral-bound, soft-cover books that highlight important series exam topics. They include the key points addressed in our live classes, allowing you to focus on the instructor without having to worry about taking notes. The notes are grouped by lesson and provide a convenient format for organized review after class has ended.

Practice your test taking skills and test your knowledge with thousands of exam-focused questions and solutions. This interactive QBank allows you to build personalized exams based on length and topic of your choice and features unlimited exam attempts that are randomly generated each time. The Series 9 exam program also gives you the option to:

  • Finish the exams online or you can print them out to study anytime and anywhere.

  • Review your scores on taken Series 9 exams.

  • Track time spent on a question and/or exam.

  • Search for specific questions based on keyword, question ID, or notes.

  • Create personal notes and bookmarks on questions for future reference.

  • Build weighted mock exams to provide a comprehensive test review of all material.

Simulated Final Exams- Test your performance with an online collection of practice questions built on the most current test topics. Frequently updated to address the latest regulations, this exam may be taken only once and provides a score with diagnostic feedback. It is designed to be an accurate measure of preparedness before your actual exam. You should carefully review all Practice Exam questions and topics prior to your series exam to ensure the best possible results.

SERIES 9 LICENSE TEST TOPICS INCLUDE:

Supervise Individuals and Management Activities

Supervise the Opening and Maintaining Customer Accounts

Supervise Sales Practices and Trading

Supervise Communications with Prospects and Customers

Exam Tips & Content Updates - As you prepare for exam day, use this online resource to stay up-to-date on the most current changes and study strategies related to your series licensing exam.

Securities Exam Prep