Become an Independent Licensed Broker and Get Sponsored for the Series 7 Exam
Are you in a position to work with clients and represent a brokerage firm? You may be eligible to get sponsored for the Series 7 Licensing Exam through our Sponsoring Brokerage Firm
Training Courses to Pass the Series 7
Sales and Marketing Training
Sponsorship for the Series 7 Test
High Payout commissions and Fees
SERIES 6 and SERIES 24 SET UP and SPONSORSHIP also Available for the right candidate
Contact us through Email for more information
More about the Series 7 Exam:
Sponsorship from a Brokerage Firm is Required to Sit for the Exam. You can study for the test using our training course beforehand. See Series 7 Course Info Here
Series 7 Test Basics
Exam Format: 250 multiple-choice questions (with 10 additional experimental questions)
Exam Duration: 3 hours for each part
Part 1: 125 questions (with 5 additional experimental questions)
Part 2: 125 questions (with 5 additional experimental questions)
Series 7 Outline of Topics Covered:
Seeks business for the broker-dealer through customers and potential customers
Evaluates customers' other security holdings, financial situation and needs, financial status, tax status, and investment objectives
Open accounts, transfer assets, and maintains appropriate account records
Provides customers with information on investments and makes suitable recommendations
Obtains and maintains customer's purchase and sales instructions, enters orders, and follows up
Securities Exchange Acts of 1933 and 1934
Trust Indenture Act of 1939
Equity Securities including Common Stock, Preferred Stock, and their Trading Fundamentals and Rules
Option Basics, Strategies and Rules, including Equity (Stock) Options, Index Options, Debt Contracts and Foreign Currency Option Trading
Debt Securities including U.S Government Notes and Bonds, Municipal Bonds and Corporate Short Term Debt and Bonds
GET YOUR SERIES 7 LICENSE. BEGIN OUR TRAINING COURSE AND GET SPONSORED FOR THE SERIES 7 EXAM
American Investment Training also provides select Sponsorship and broker set up for the SERIES 6 and SERIES 24 EXAM
EXAM SPONSORSHIP
FINRA REGISTRATION FORMS
ON SITE BROKER EMPLOYMENT OR REMOTE OFFICE
FULL TRAINING
INSURANCE CONTINUING EDUCATION COURSES
All FINRA License Exams are proctor delivered throughout the U.S and international locations. All Exams are graded immediately after test completion. For representative exams such as the SERIES 7, you will also be required to get the SERIES 63 Uniform State Law Exam License. The Series 63 is a small less complicated exam that mostly focuses on state securities laws and good common business practice. This includes Suitability situational questions. There is no sponsorship required to sit for the series 63 exam.
The SERIES 65 EXAM is to become a Registered Investment Advisor. The SERIES 65 is for fee based financial advice. The 65 also does not require sponsorship