American Investment Training

Series 7 Sponsorship

Series 7 Exam License BD Sponsorship



Become an Independent Licensed Broker and Get Sponsored for the Series 7 Exam



Are you in a position to work with clients and represent a brokerage firm? You may be eligible to get sponsored for the Series 7 Licensing Exam through our Sponsoring Brokerage Firm

  • Training Courses to Pass the Series 7

  • Sales and Marketing Training

  • Sponsorship for the Series 7 Test

  • High Payout commissions and Fees

  • SERIES 6 and SERIES 24 SET UP and SPONSORSHIP also Available for the right candidate

  • Contact us through Email for more information

More about the Series 7 Exam:

Sponsorship from a Brokerage Firm is Required to Sit for the Exam. You can study for the test using our training course beforehand. See Series 7 Course Info Here

Series 7 Test Basics

Exam Format: 250 multiple-choice questions (with 10 additional experimental questions)

Exam Duration: 3 hours for each part

Part 1: 125 questions (with 5 additional experimental questions)

Part 2: 125 questions (with 5 additional experimental questions)

Series 7 Outline of Topics Covered:

  • Seeks business for the broker-dealer through customers and potential customers

  • Evaluates customers' other security holdings, financial situation and needs, financial status, tax status, and investment objectives

  • Open accounts, transfer assets, and maintains appropriate account records

  • Provides customers with information on investments and makes suitable recommendations

  • Obtains and maintains customer's purchase and sales instructions, enters orders, and follows up

  • Securities Exchange Acts of 1933 and 1934

  • Trust Indenture Act of 1939

  • Equity Securities including Common Stock, Preferred Stock, and their Trading Fundamentals and Rules

  • Option Basics, Strategies and Rules, including Equity (Stock) Options, Index Options, Debt Contracts and Foreign Currency Option Trading

  • Debt Securities including U.S Government Notes and Bonds, Municipal Bonds and Corporate Short Term Debt and Bonds

GET YOUR SERIES 7 LICENSE. BEGIN OUR TRAINING COURSE AND GET SPONSORED FOR THE SERIES 7 EXAM

Other Exam Sponsorships Available through our Affiliate BD:

SERIES 6 - Investment Companies - Variable Contracts License

SERIES 24 - General Securities Principle

SERIES 27 - Financial Operations

SERIES 9/10 - Securities Sales Supervisor

Exam Licensing Tests not requiring Broker Dealer Sponsorships include:

SERIES 65 - Registered Investment Adviser

SERIES 63 - Uniform State Law

SERIES 3 - Futures and Commodities

SERIES 31- Futures Managed Funds

SERIES 30 - NFA Branch Manager Exam

American Investment Training also provides select Sponsorship and broker set up for the SERIES 6 and SERIES 24 EXAM

EXAM SPONSORSHIP

FINRA REGISTRATION FORMS

ON SITE BROKER EMPLOYMENT OR REMOTE OFFICE

FULL TRAINING

INSURANCE CONTINUING EDUCATION COURSES

All FINRA License Exams are proctor delivered throughout the U.S and international locations. All Exams are graded immediately after test completion. For representative exams such as the SERIES 7, you will also be required to get the SERIES 63 Uniform State Law Exam License. The Series 63 is a small less complicated exam that mostly focuses on state securities laws and good common business practice. This includes Suitability situational questions. There is no sponsorship required to sit for the series 63 exam.

The SERIES 65 EXAM is to become a Registered Investment Advisor. The SERIES 65 is for fee based financial advice. The 65 also does not require sponsorship